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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-30
  • IL RA
    APPROVED
    Since 2026-07-30

Branch Locations

One North Franklin Street Suite 3330, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Chicago IL 06/2026 Present
Massmutual Life Insurance Company Chicago IL 06/2026 Present
St. Annes Catholic School Houston TX 01/2016 06/2018
Incarnate Word Academy Houston TX 07/2018 06/2022
University Of Chicago Chicago IL 07/2022 06/2023
Elizabeth Leon Klein Houston TX 06/2023 07/2023
University Of Chicago Chicago IL 07/2023 06/2024
Legacy Asset Management Houston TX 06/2024 07/2024
University Of Chicago Chicago IL 07/2024 12/2025
Unemployed Chicago IL 12/2025 06/2026
Lenox Advisors Chicago IL 06/2026 Present
  • 06/2026 → Present
    Chicago, IL
  • 06/2026 → Present
    Massmutual Life Insurance Company
    Chicago, IL
  • 01/2016 → 06/2018
    St. Annes Catholic School
    Houston, TX
  • 07/2018 → 06/2022
    Incarnate Word Academy
    Houston, TX
  • 07/2022 → 06/2023
    University Of Chicago
    Chicago, IL
  • 06/2023 → 07/2023
    Elizabeth Leon Klein
    Houston, TX
  • 07/2023 → 06/2024
    University Of Chicago
    Chicago, IL
  • 06/2024 → 07/2024
    Legacy Asset Management
    Houston, TX
  • 07/2024 → 12/2025
    University Of Chicago
    Chicago, IL
  • 12/2025 → 06/2026
    Unemployed
    Chicago, IL
  • 06/2026 → Present
    Lenox Advisors
    Chicago, IL
Other Businesses

NAME: Auburn Thomas / Lenox Advisors, Inc, INV REL: Y, ADD: 1 N Franklin St Ste 3330 Chicago, IL 60606, NATURE: Outside Insurance Sales, POSITION: Insurance Broker, START DATE: 06/29/2026, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LINES OF BUSINESS Life, Disability, Long-term care, Fixed Annuities, Health

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-20
  • S66 Uniform Combined State Law Examination
    2026-05-20
Other Names
  • Auburn Thomas

View on SEC IAPD

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