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Inactive

Alexander Todd Brown

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-13
TX RA APPROVED 2026-07-13
  • IL RA
    APPROVED
    Since 2026-07-13
  • TX RA
    APPROVED
    Since 2026-07-13

Branch Locations

10 S. Wacker Drive, Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Corient Services Llc Miami FL 11/2025 Present
Corient Chicago IL 11/2025 Present
Self-Employed Des Moines IA 12/2023 11/2025
Deloitte Llp Chicago IL 10/2022 12/2023
Unemployed Urbana IL 06/2016 09/2022
  • 11/2025 → Present
    Corient Services Llc
    Miami, FL
  • 11/2025 → Present
    Corient
    Chicago, IL
  • 12/2023 → 11/2025
    Self-Employed
    Des Moines , IA
  • 10/2022 → 12/2023
    Deloitte Llp
    Chicago , IL
  • 06/2016 → 09/2022
    Unemployed
    Urbana, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-11
  • S65 Uniform Investment Adviser Law Examination
    2026-07-11
Other Names
  • Alex Brown

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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