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James Thomas Harrison Griffin

LPl Enterprise, LLC

St Louis Park, MN

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-21
  • MN RA
    APPROVED
    Since 2026-07-21

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc St. Louis Park MN 06/2026 Present
Unemployed Minneapolis MN 01/2026 04/2026
University Of Minnesota Minneapolis MN 09/2025 12/2025
Park District Of Highland Park Highland Park IL 06/2025 08/2025
University Of Minnesota Minneapolis MN 09/2024 05/2025
University Of Minnesota Facilities Maintenance Minneapolis MN 09/2024 11/2024
Superior Asphalt Mn Edina MN 06/2024 08/2024
University Of Minnesota Minneapolis MN 09/2023 05/2024
Northport Youth Sailing School Northport MI 07/2023 08/2023
Bozic Llc Highland Park IL 06/2023 06/2023
University Of Minnesota Minneapolis MN 09/2022 05/2023
Northport Youth Sailing School Northport MI 07/2022 08/2022
Unemployed (High School) Boca Raton FL 09/2021 06/2022
Northport Youth Sailing School Northport MI 07/2021 08/2021
Unemployed (High School) Boca Raton FL 09/2019 06/2021
Northport Youth Sailing School Northport MI 07/2019 08/2019
Unemployed (High School) Boca Raton FL 09/2018 06/2019
Unemployed (Middle School) - Saltus Grammar School Hamilton 09/2015 08/2018
  • 06/2026 → Present
    St. Louis Park, MN
  • 01/2026 → 04/2026
    Unemployed
    Minneapolis, MN
  • 09/2025 → 12/2025
    University Of Minnesota
    Minneapolis, MN
  • 06/2025 → 08/2025
    Park District Of Highland Park
    Highland Park, IL
  • 09/2024 → 05/2025
    University Of Minnesota
    Minneapolis, MN
  • 09/2024 → 11/2024
    University Of Minnesota Facilities Maintenance
    Minneapolis, MN
  • 06/2024 → 08/2024
    Superior Asphalt Mn
    Edina, MN
  • 09/2023 → 05/2024
    University Of Minnesota
    Minneapolis, MN
  • 07/2023 → 08/2023
    Northport Youth Sailing School
    Northport, MI
  • 06/2023 → 06/2023
    Bozic Llc
    Highland Park, IL
  • 09/2022 → 05/2023
    University Of Minnesota
    Minneapolis, MN
  • 07/2022 → 08/2022
    Northport Youth Sailing School
    Northport, MI
  • 09/2021 → 06/2022
    Unemployed (High School)
    Boca Raton, FL
  • 07/2021 → 08/2021
    Northport Youth Sailing School
    Northport, MI
  • 09/2019 → 06/2021
    Unemployed (High School)
    Boca Raton, FL
  • 07/2019 → 08/2019
    Northport Youth Sailing School
    Northport, MI
  • 09/2018 → 06/2019
    Unemployed (High School)
    Boca Raton, FL
  • 09/2015 → 08/2018
    Unemployed (Middle School) - Saltus Grammar School
    Hamilton
Other Businesses

1. 06/04/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Minneapolis, MN – OBA Start Date: 06/01/2026 2. 06/04/2026 - James Harrison Griffin, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Minneapolis, MN – OBA Start Date: 06/01/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-21
  • S66 Uniform Combined State Law Examination
    2026-07-21
Other Names
  • James Thomas Harrison Griffi

View on SEC IAPD

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