Dafu Han

Current Employers

Han Assets Management Llc

Venice, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-26

CA RA
APPROVED

Since 2026-08-26

Branch Locations

Venice, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Adcolony	Los Angeles	CA	10/2014	11/2018
Wholesome Consultancy Llc	Venice	CA	06/2019	Present
Han Assets Management Llc	Venice	CA	10/2025	Present
Unemployed Traveling	Los Angeles	CA	11/2018	06/2019

10/2014 → 11/2018

Adcolony

Los Angeles, CA
06/2019 → Present

Wholesome Consultancy Llc

Venice, CA
10/2025 → Present

Han Assets Management Llc

Venice, CA
11/2018 → 06/2019

Unemployed Traveling

Los Angeles, CA

Other Businesses

1 Name: Wholesome Consultancy LLC 2 Investment-related: No 3 Address: 651 mildred ave venice california 90291 4 Nature: technology and consulting (dashboard + marketing services) 5 Position: Owner 6 Start: 06/2019 7 40 hours a month, 0 hours between 630 am - 1 pm PST. 8 Duties: builds/maintains reporting dashboards and provides marketing services to customers, including FX Cabinets Warehouse

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-06-10

S65 Uniform Investment Adviser Law Examination

2025-06-10