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333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 08/2016 | 10/2017 |
| Bank Of America, N.A. | Northbrook | IL | 08/2016 | 10/2017 |
| New York Life | New York | NY | 06/2018 | 08/2021 |
| Unemployed | Homer Glen | IL | 10/2017 | 06/2018 |
| New York Life Investment Management Llc | New York | NY | 06/2018 | 08/2021 |
| Nylife Distributors Llc | New York | NY | 06/2018 | 08/2021 |
| Nuveen Securities, Llc | Chicago | IL | 09/2021 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-25 |
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