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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-09
PA RA APPROVED 2021-03-30
  • TX RA
    APPROVED_RES
    Since 2024-01-09
  • PA RA
    APPROVED
    Since 2021-03-30

Branch Locations

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Overbrook Golf Club Villanova PA 05/2011 12/2016
Axa Advisors, Llc New York NY 12/2016 06/2020
Equitable Advisors, Llc New York NY 12/2016 Present
  • 05/2011 → 12/2016
    Overbrook Golf Club
    Villanova, PA
  • 12/2016 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 12/2016 → Present
    New York, NY
Other Businesses

DBA Karr Barth Associates

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-26
S63 Uniform Securities Agent State Law Examination 2017-06-15
  • S65 Uniform Investment Adviser Law Examination
    2021-03-26
  • S63 Uniform Securities Agent State Law Examination
    2017-06-15
Other Names
  • Joshua R. Redmond

View on SEC IAPD

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