Inactive

Kristen Nicole Broersma Lozano

Fisher Investments

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Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-20
WA	RA	APPROVED	2026-02-20

TX RA
APPROVED

Since 2026-02-20
WA RA
APPROVED

Since 2026-02-20

Branch Locations

5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Newport Beach	CA	08/2016	05/2017
Fisher Investments- Portfolio Managment Group	Camas	WA	08/2019	Present
Oc Marketing Us	Santa Ana	CA	07/2017	05/2018
Milk & Honey	Costa Mesa	CA	04/2018	01/2019
Hanwha Energy Us Holdings	Irvine	CA	05/2018	07/2019
Fisher Investments - 401 K Solutions	Camas	WA	08/2019	07/2022

08/2016 → 05/2017

Sagepoint Financial, Inc.

Newport Beach, CA
08/2019 → Present

Fisher Investments- Portfolio Managment Group

Camas, WA
07/2017 → 05/2018

Oc Marketing Us

Santa Ana, CA
04/2018 → 01/2019

Milk & Honey

Costa Mesa, CA
05/2018 → 07/2019

Hanwha Energy Us Holdings

Irvine, CA
08/2019 → 07/2022

Fisher Investments - 401 K Solutions

Camas, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-19
S63	Uniform Securities Agent State Law Examination	2016-10-25

S65 Uniform Investment Adviser Law Examination

2026-02-19
S63 Uniform Securities Agent State Law Examination

2016-10-25

Other Names

Nicole Broersma

View on SEC IAPD

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