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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-26 |
| CA | RA | APPROVED | 2018-02-20 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Drago Centro | Los Angeles | CA | 12/2015 | 10/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2016 | 09/2017 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 01/2017 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Segundo | CA | 09/2017 | Present |
| Bottega Louis | Los Angeles | CA | 11/2016 | 11/2017 |
| Bank Of America, N.A. | El Segundo | CA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-23 |
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