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Connor James Bartley

49 Financial

Memorial, TX

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-13
  • TX RA
    APPROVED
    Since 2026-07-13

Branch Locations

12247 Barryknoll Ln, Memorial, TX 77024 • United States

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Brentwood TN 04/2016 05/2023
Heaven's Bounty Celina TX 08/2023 10/2024
Absolute Recomp Fort Worth TX 08/2024 10/2025
Texas Christian University Fort Worth TX 08/2022 05/2026
Mizzen And Main Fort Worth TX 01/2026 04/2026
Unemployed Celina TX 05/2026 06/2026
Oakwood Capital Securities, Inc. Richardson TX 06/2026 Present
Tractor Supply Co Celina TX 05/2023 03/2024
  • 04/2016 → 05/2023
    Unemployed
    Brentwood, TN
  • 08/2023 → 10/2024
    Heaven's Bounty
    Celina, TX
  • 08/2024 → 10/2025
    Absolute Recomp
    Fort Worth, TX
  • 08/2022 → 05/2026
    Texas Christian University
    Fort Worth, TX
  • 01/2026 → 04/2026
    Mizzen And Main
    Fort Worth, TX
  • 05/2026 → 06/2026
    Unemployed
    Celina, TX
  • 06/2026 → Present
    Oakwood Capital Securities, Inc.
    Richardson, TX
  • 05/2023 → 03/2024
    Tractor Supply Co
    Celina, TX
Other Businesses

1. Financial Independence Group (FIG); Investment related - yes; Nature: Fixed Insurance agent recommending insurance products; Start date: 6/15/20206; approximate number of hours per month dedicated during trading hours: 40; approximate number of hours per month dedicated outside trading hours: 0 2. Oakwood Capital Securities; investment related; 600 US 169 Ste. 1410 Minneapolis Minnesota 55246 USA; Broker Dealer securities; Registered Representative; sales of broker dealer products; Start date: 06/2026 10 Hours per month all during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-21
  • S66 Uniform Combined State Law Examination
    2026-03-21
Other Names
  • Connor Bartley

View on SEC IAPD

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