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Brandon Gutierrez

Osaic Wealth, Inc.

Atlanta, GA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-03
GA RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03
  • GA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

1633 Mt Vernon Rd Suite 100, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Athens GA 09/2016 12/2016
Brookwood Snellville GA 06/2007 Present
Fsc Securities Corp Atlanta GA 07/2017 11/2023
Osaic Wealth, Inc. Atlanta GA 11/2023 Present
  • 09/2016 → 12/2016
    Northwestern Mutual
    Athens, GA
  • 06/2007 → Present
    Brookwood
    Snellville, GA
  • 07/2017 → 11/2023
    Fsc Securities Corp
    Atlanta, GA
  • 11/2023 → Present
    Atlanta, GA
Previous Registrations
  • 2018-03-09 → 2023-11-03
    Fsc Securities Corporation
    Dalton, GA
    Atlanta, GA
Other Businesses

1. BDL ADVISORS POSITION: Financial Advisor NATURE: Marketing Name INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2017 ADDRESS: 1633 Mount Vernon Rd, Suite 100, Dunwoody GA 30338, United States DESCRIPTION: Financial Planning, Investment Planning, Insurance Planning, and Trading 2. BROWNE, DRAPER AND LAND, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/10/2017 ADDRESS: 1633 Mount Vernon Rd, Suite 100, Dunwoody GA 30338, United States DESCRIPTION: I am a partner and a salary employee. This entity pays business expenses including payroll. 3. BRANDON GUTIERREZ - INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2016 ADDRESS: 1633 Mount Vernon Rd, Suite 100, Dunwoody GA 30338, United States DESCRIPTION: Sell fixed and life insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-08
  • S66 Uniform Combined State Law Examination
    2018-03-08
Designations

View on SEC IAPD

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