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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| GA | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
1633 Mt Vernon Rd Suite 100, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Athens | GA | 09/2016 | 12/2016 |
| Brookwood | Snellville | GA | 06/2007 | Present |
| Fsc Securities Corp | Atlanta | GA | 07/2017 | 11/2023 |
| Osaic Wealth, Inc. | Atlanta | GA | 11/2023 | Present |
1. BDL ADVISORS POSITION: Financial Advisor NATURE: Marketing Name INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2017 ADDRESS: 1633 Mount Vernon Rd, Suite 100, Dunwoody GA 30338, United States DESCRIPTION: Financial Planning, Investment Planning, Insurance Planning, and Trading 2. BROWNE, DRAPER AND LAND, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/10/2017 ADDRESS: 1633 Mount Vernon Rd, Suite 100, Dunwoody GA 30338, United States DESCRIPTION: I am a partner and a salary employee. This entity pays business expenses including payroll. 3. BRANDON GUTIERREZ - INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2016 ADDRESS: 1633 Mount Vernon Rd, Suite 100, Dunwoody GA 30338, United States DESCRIPTION: Sell fixed and life insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-08 |
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