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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
NE RA APPROVED 2020-09-04
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • NE RA
    APPROVED
    Since 2020-09-04

Branch Locations

8535 Executive Woods Dr Ste 300, Lincoln, NE 68512 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Financial Center Lincoln NE 07/2016 01/2017
Ameritas Investment Corp Lincoln NE 08/2016 01/2017
Ameritas Life Insurance Corp Lincoln NE 07/2016 01/2017
Td Ameritrade Holding Corp Omaha NE 02/2017 09/2019
Bancwest Investment Services, Inc Omaha NE 11/2019 08/2020
Bank Of The West Omaha NE 11/2019 08/2020
Ameriprise Financial Services, Llc Lincoln NE 08/2020 Present
  • 07/2016 → 01/2017
    Ameritas Financial Center
    Lincoln, NE
  • 08/2016 → 01/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 07/2016 → 01/2017
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 02/2017 → 09/2019
    Td Ameritrade Holding Corp
    Omaha, NE
  • 11/2019 → 08/2020
    Bancwest Investment Services, Inc
    Omaha, NE
  • 11/2019 → 08/2020
    Bank Of The West
    Omaha, NE
  • 08/2020 → Present
    Lincoln, NE
Previous Registrations
  • 2019-12-03 → 2020-08-28
    Bancwest Investment Services, Inc.
    Omaha, NE
    Bellevue, NE
    Omaha, NE
  • 2017-09-15 → 2019-09-10
    Td Ameritrade, Inc.
    Omaha, NE
    Lincoln, NE
  • 2017-09-15 → 2019-09-10
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Lincoln, NE
Other Businesses

Outside Employment; Cirksena, Knight, Jacobsen, Sieps & Kresse; LLC; Financial Advisor; Financial Services; 1935 N 120th St, , Omaha, NE, 68154; Investment-Related; 08/24/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-14
S63 Uniform Securities Agent State Law Examination 2016-10-13
  • S66 Uniform Combined State Law Examination
    2017-09-14
  • S63 Uniform Securities Agent State Law Examination
    2016-10-13

View on SEC IAPD

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