Merveille Mbiye Ntumba

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-07-27

VA RA
APPROVED

Since 2026-07-27

Branch Locations

121 Gateway Dr, Winchester, VA 22603 • United States

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Winchester	VA	04/2026	Present
Wells Fargo Bank, Na	Winchester	VA	03/2026	Present
Truist Financial Corporation	Washington	DC	09/2023	03/2026
Rsm Us Llp	Baltimore	MD	01/2023	03/2023
Towson University	Towson	MD	03/2023	09/2023
Rsm Us Llp	Baltimore	MD	06/2022	08/2022
Towson University	Baltimore	MD	01/2022	06/2022
Truist Financial Corporation	Baltimore	MD	07/2021	01/2022
Bookholders	Baltimore	MD	05/2021	07/2021
Giant Food	Bethesda	MD	10/2017	02/2018
Roy Rogers	Burtonsville	MD	10/2020	11/2020
Mcdonald'S	Baltimore	MD	02/2020	03/2020
Montgomery Colege	Rockville	MD	02/2016	10/2017
Montgomery College	Rockville	MD	02/2018	12/2018
Towson University	Baltimore	MD	12/2018	02/2020
Towson University	Baltimore	MD	03/2020	10/2020
Towson University	Baltimore	MD	11/2020	05/2021
Towson University	Baltimore	MD	08/2022	01/2023
Arizona State University	Tempe	AZ	09/2023	Present

04/2026 → Present

Wells Fargo Clearing Services, Llc

Winchester, VA
03/2026 → Present

Wells Fargo Bank, Na

Winchester, VA
09/2023 → 03/2026

Truist Financial Corporation

Washington, DC
01/2023 → 03/2023

Rsm Us Llp

Baltimore, MD
03/2023 → 09/2023

Towson University

Towson, MD
06/2022 → 08/2022

Rsm Us Llp

Baltimore, MD
01/2022 → 06/2022

Towson University

Baltimore, MD
07/2021 → 01/2022

Truist Financial Corporation

Baltimore, MD
05/2021 → 07/2021

Bookholders

Baltimore, MD
10/2017 → 02/2018

Giant Food

Bethesda, MD
10/2020 → 11/2020

Roy Rogers

Burtonsville, MD
02/2020 → 03/2020

Mcdonald'S

Baltimore, MD
02/2016 → 10/2017

Montgomery Colege

Rockville, MD
02/2018 → 12/2018

Montgomery College

Rockville, MD
12/2018 → 02/2020

Towson University

Baltimore, MD
03/2020 → 10/2020

Towson University

Baltimore, MD
11/2020 → 05/2021

Towson University

Baltimore, MD
08/2022 → 01/2023

Towson University

Baltimore, MD
09/2023 → Present

Arizona State University

Tempe, AZ

Other Businesses

UBER ; NOT INV RELATED; SAN FRANCISCO,CA; DELIVERY AND RIDESHARE DRIVER; 0% OWNERSHIP; START DATE: 08/10/2026; 30 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-27
S63	Uniform Securities Agent State Law Examination	2026-06-01

S65 Uniform Investment Adviser Law Examination

2026-07-27
S63 Uniform Securities Agent State Law Examination

2026-06-01