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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-07-15 |
| NC | RA | APPROVED | 2026-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Total Quality Logistics | Charlotte | NC | 05/2025 | 03/2026 |
| Ohio University | Athens | OH | 08/2021 | 05/2025 |
| The J Bar | Athens | OH | 03/2024 | 04/2025 |
| 1St Day School Supplies | Hinckley | OH | 05/2024 | 08/2024 |
| Melt Bar And Grilled | Avon | OH | 05/2023 | 12/2023 |
| Green Horizon Inc. | Berea | OH | 05/2021 | 08/2022 |
| St Edward High School | Lakewood | OH | 08/2017 | 05/2021 |
| Marc's Stores | Avon | OH | 06/2020 | 09/2020 |
| Associate Staffing | Charlotte | NC | 04/2026 | 07/2026 |
| Principal Securities, Inc. | Charlotte | NC | 04/2026 | Present |
| Unemployed | Avon Lake | OH | 06/2017 | 07/2017 |
| Principal Advised Services | Charlotte | NC | 07/2026 | Present |
| Principal Bank | Charlotte | NC | 07/2026 | Present |
| Principal Life Insurance Company | Charlotte | NC | 07/2026 | Present |
| Holy Trinity School | Avon | OH | 08/2015 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-18 |
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