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Daniel Dipasquale

Fisher Investments

Plano, TX

Tampa, FL

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-24
FL RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2023-07-24
  • FL RA
    APPROVED
    Since 2021-07-21

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Frisco TX 09/2016 01/2020
New York Life Insurance Co Frisco TX 08/2016 01/2020
Fisher Investments Tampa FL 01/2020 Present
  • 09/2016 → 01/2020
    Nylife Securities Llc
    Frisco, TX
  • 08/2016 → 01/2020
    New York Life Insurance Co
    Frisco, TX
  • 01/2020 → Present
    Fisher Investments
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-21
S63 Uniform Securities Agent State Law Examination 2017-01-30
  • S65 Uniform Investment Adviser Law Examination
    2020-02-21
  • S63 Uniform Securities Agent State Law Examination
    2017-01-30
Other Names
  • Danny Dipasquale

View on SEC IAPD

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