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Charlotte Nicholas

Wells Fargo Clearing Services, LLC

Charleston, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-07-13
  • SC RA
    APPROVED
    Since 2026-07-13

Branch Locations

320 Broad St, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charleston SC 02/2026 Present
Unemployed Charleston SC 08/2025 02/2026
Minnow Swim Charleston SC 08/2024 08/2025
Full-Time Education New York City NY 01/2016 08/2024
  • 02/2026 → Present
    Wells Fargo Clearing Services, Llc
    Charleston, SC
  • 08/2025 → 02/2026
    Unemployed
    Charleston, SC
  • 08/2024 → 08/2025
    Minnow Swim
    Charleston, SC
  • 01/2016 → 08/2024
    Full-Time Education
    New York City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-13
  • S66 Uniform Combined State Law Examination
    2026-06-13

View on SEC IAPD

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