Inactive

Samuel C. Sullivan

Robertson Stephens

San Francisco, CA

Claim This Profile

Current Employers

Robertson Stephens

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-07-28

CT RA
APPROVED

Since 2026-07-28

Branch Locations

61 Jesup Road, Westport, CT 06880 • United States

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robertson Stephens	Westport	CT	01/2026	Present
Wpp	New York	NY	06/2023	01/2026
Cogent World	New York	NY	07/2022	06/2023
Wasserman	New York	NY	06/2021	07/2022
Strategic Agency	New York	NY	02/2016	06/2021

01/2026 → Present

Robertson Stephens

Westport, CT
06/2023 → 01/2026

Wpp

New York, NY
07/2022 → 06/2023

Cogent World

New York, NY
06/2021 → 07/2022

Wasserman

New York, NY
02/2016 → 06/2021

Strategic Agency

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-28

S65 Uniform Investment Adviser Law Examination

2026-07-28

Other Names

Sam C. Sullivan

View on SEC IAPD

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