Best Investors Account Sign in

Avni Dubey

Charles Schwab & Co., Inc.

Los Gatos, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-21
  • CA RA
    APPROVED
    Since 2026-07-21

Branch Locations

275 Los Gatos-Saratoga Rd., Los Gatos, CA 95030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education Cupertino CA 09/2021 06/2023
Full Time Education Los Angeles CA 09/2023 06/2025
Full Time Education Cupertino CA 08/2017 06/2021
Nordstrom San Jose CA 06/2025 08/2025
Nordstrom San Jose CA 08/2025 12/2025
Unemployed Cupertino CA 12/2025 04/2026
Full Time Education Cupertino CA 08/2015 06/2017
Charles Schwab & Co., Inc. Los Gatos CA 04/2026 Present
  • 09/2021 → 06/2023
    Full Time Education
    Cupertino, CA
  • 09/2023 → 06/2025
    Full Time Education
    Los Angeles , CA
  • 08/2017 → 06/2021
    Full Time Education
    Cupertino, CA
  • 06/2025 → 08/2025
    Nordstrom
    San Jose , CA
  • 08/2025 → 12/2025
    Nordstrom
    San Jose, CA
  • 12/2025 → 04/2026
    Unemployed
    Cupertino, CA
  • 08/2015 → 06/2017
    Full Time Education
    Cupertino, CA
  • 04/2026 → Present
    Charles Schwab & Co., Inc.
    Los Gatos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-21
  • S66 Uniform Combined State Law Examination
    2026-07-21

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC
LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC
MAINSTREET FINANCIAL PLANNING, INC.

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA
MAINSTREET FINANCIAL PLANNING, INC. · LOS GATOS, CA

More in Los Gatos, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor