Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-03
MO RA APPROVED 2024-06-03
TX RA APPROVED 2024-06-03
  • IL RA
    APPROVED
    Since 2024-06-03
  • MO RA
    APPROVED
    Since 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-03

Branch Locations

2140 Bagnell Dam Blvd Suite 301, Lake Ozark, MO 65049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Laurie MO 08/2016 11/2016
Wells Fargo Clearing Services, Llc Laurie MO 11/2016 06/2024
Wells Fargo Advisors Financial Network, Llc Laurie MO 06/2024 Present
Previous Registrations
Other Businesses

WESTFARTHING LLC, INV RELATED, STOVER, MO, 33.33% OWNERSHIP, START 8/22/2016, 4 HOURS PER MONTH, 0 DURING TRADING, OWNER OF LAND AND COMPLETING ANNUAL PAPERWORK. DALE HOLLOW FRUIT FARMS LLC; INV RELATED; STOVER, MO; 50% OWNERSHIP; START DATE 7/6/2024; 24 HOURS PER MONTH; 0 DURING TRADING; HIGH LEVEL OWNERSHIP AND DECISION MAKING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-21
  • S66 Uniform Combined State Law Examination
    2016-10-21
Designations
Other Names
  • Jesse Dale

View on SEC IAPD

More in Lake Ozark, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor