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William Matthew Ringwood

Ubs Financial Services Inc.

Chicago, IL

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-24
  • IL RA
    APPROVED
    Since 2026-07-24

Branch Locations

One North Wacker Drive, Chicago, IL 60606 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 01/2026 Present
Piatti Seattle WA 01/2025 12/2025
University Of Washington Seattle WA 09/2021 03/2025
Splash At The Bellevue Club Bellevue WA 06/2021 12/2022
Liberty High School Renton WA 09/2017 06/2021
Eastside Catholic Middle School Sammamish WA 01/2016 06/2017
  • 01/2026 → Present
    Ubs Financial Services Inc.
    Chicago, IL
  • 01/2025 → 12/2025
    Piatti
    Seattle, WA
  • 09/2021 → 03/2025
    University Of Washington
    Seattle, WA
  • 06/2021 → 12/2022
    Splash At The Bellevue Club
    Bellevue, WA
  • 09/2017 → 06/2021
    Liberty High School
    Renton, WA
  • 01/2016 → 06/2017
    Eastside Catholic Middle School
    Sammamish, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
  • S66 Uniform Combined State Law Examination
    2025-11-21
Other Names
  • Will Ringwood

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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