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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kennebunkport Marina | Kennebunkport | ME | 06/2020 | 07/2022 |
| Artu | Boston | MA | 12/2024 | 07/2025 |
| John Moriarty & Associates | Sommerville | MA | 06/2023 | 08/2023 |
| Cl Properties | Boston | MA | 06/2024 | 04/2026 |
| Northeast Financial Network | Boston | MA | 09/2025 | 04/2026 |
| Connecticut College | New London | CT | 08/2020 | 05/2022 |
| Wagner College | New York | NY | 08/2022 | 08/2024 |
| Bishop Guertin High School | Nashua | NH | 08/2016 | 05/2020 |
| Park Avenue Securities | Boston | MA | 04/2026 | Present |
| Guardian Life Insurance Company | Boston | MA | 12/2025 | Present |
1) CL Properties-Licensed Realtor, Nature of Business: real estate sales, Start date: 06/01/2024, Address: 112 Union Wharf, Boston MA 02109, Duties: real estate sales/purchases, 0 total hours per month; Investment related, 2) Notary Public, Nature of Business: Notary duties, Start date: 10/01/2024, Address: 15 Union Wharf, Boston MA 02109, Duties: Notarized legal documents, 1 total hours per month; 0 during securities trading hours, Not investment related, 3) Youth Lacrosse Coach-Volunteer, Nature of Business: Coaching, Start date: 03/01/2025, Address: 517 Commercial Street, Boston MA 02109, Duties: Coaching a team of 15 players for 8 games a season, 8 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-04 |
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