Marwan Saffaf

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-07-28

IL RA
APPROVED

Since 2026-07-28

Branch Locations

1190 Mchenry Rd, Buffalo Grove, IL 60089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bmo Harris Bank	Buffalo Grove	IL	05/2021	Present
Pnc	Deerfield	IL	10/2019	04/2021
Lpl Financial Llc	Northbrook	IL	05/2025	Present
Mb Financial, Fift Third	Highland Park	IL	11/2016	10/2019
Airport Services Inc's	Chicago	IL	03/2016	10/2016

05/2021 → Present

Bmo Harris Bank

Buffalo Grove, IL
10/2019 → 04/2021

Pnc

Deerfield, IL
05/2025 → Present

Lpl Financial Llc

Northbrook, IL
11/2016 → 10/2019

Mb Financial, Fift Third

Highland Park, IL
03/2016 → 10/2016

Airport Services Inc's

Chicago, IL

Other Businesses

1) 08/20/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO INVESTMENT SERVICES- Inv Related / At reported business location (s) 2) 08/20/2025 - BMO Bank / Financial Institution Duty / Relationship Banker / Inv Related / At Reported Business Location(s)/ Start date 05/17/2021 3) 08/20/2025 - Notary / Inv Related / At Reported Business Location(s)/ Start date 07/24/2018

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-23
S63	Uniform Securities Agent State Law Examination	2025-12-01

S65 Uniform Investment Adviser Law Examination

2026-07-23
S63 Uniform Securities Agent State Law Examination

2025-12-01