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Felipe Rivas

Principal Securities, Inc.

Atlanta, GA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-21
GA RA APPROVED 2026-07-17
  • TX RA
    APPROVED
    Since 2026-07-21
  • GA RA
    APPROVED
    Since 2026-07-17

Branch Locations

3625 Cumberland Blvd Se Ste 1000, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western & Southern Life Atlanta GA 03/2025 12/2025
Adp, Inc Miami FL 08/2021 03/2025
Capital Analytics Associates Miami FL 09/2019 08/2021
The Miami Times Miami GA 05/2018 08/2019
Unemployed Miami FL 10/2017 05/2018
Miami Dade County Parks And Recreation Miami FL 08/2015 10/2017
W&S Brokerage Services, Inc Atlanta GA 08/2025 12/2025
Principal Life Insurance Company Atlanta GA 12/2025 Present
Principal Securities, Inc. Atlanta GA 12/2025 Present
  • 03/2025 → 12/2025
    Western & Southern Life
    Atlanta, GA
  • 08/2021 → 03/2025
    Adp, Inc
    Miami, FL
  • 09/2019 → 08/2021
    Capital Analytics Associates
    Miami, FL
  • 05/2018 → 08/2019
    The Miami Times
    Miami, GA
  • 10/2017 → 05/2018
    Unemployed
    Miami, FL
  • 08/2015 → 10/2017
    Miami Dade County Parks And Recreation
    Miami, FL
  • 08/2025 → 12/2025
    W&S Brokerage Services, Inc
    Atlanta, GA
  • 12/2025 → Present
    Principal Life Insurance Company
    Atlanta, GA
  • 12/2025 → Present
    Principal Securities, Inc.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-02
S63 Uniform Securities Agent State Law Examination 2025-09-24
  • S66 Uniform Combined State Law Examination
    2026-07-02
  • S63 Uniform Securities Agent State Law Examination
    2025-09-24

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · Atlanta, GA
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