Katharine Morgan

Current Employers

Kairos Ria, Llc

219 N Boylan Ave, Raleigh, NC 27603 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-08-10
OH	RA	APPROVED	2026-08-10

NC RA
APPROVED

Since 2026-08-10
OH RA
APPROVED

Since 2026-08-10

Branch Locations

Cincinnati , OH • United States

219 N Boylan Ave, Raleigh, NC 27603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Lpl	Cincinnati	OH	03/2025	Present
Homemaker	Cincinnati	OH	04/2016	01/2021
Kairos Ria, Llc	Raleigh	NC	08/2026	Present
Lpl	Cincinnati	OH	08/2025	Present
Katharine T. Morgan Llc	Cincinnati	OH	02/2021	Present

03/2025 → Present

Lpl

Cincinnati, OH
04/2016 → 01/2021

Homemaker

Cincinnati, OH
08/2026 → Present

Kairos Ria, Llc

Raleigh, NC
08/2025 → Present

Lpl

Cincinnati, OH
02/2021 → Present

Katharine T. Morgan Llc

Cincinnati, OH

Other Businesses

1. Independent licensed agent 2. 06/10/2026 - Katharine T. Morgan LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 80 Hour/Month - 20 Hour During Trading - BRUNSWICK OH 44212 - OBA Start Date: 02/02/2022; offers Life Coaching, Chaplaincy, self- help books and self-help courses. Approximately ten hours a week are spent on this activity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-23

S66 Uniform Combined State Law Examination

2026-02-23