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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-24 |
| TX | RA | APPROVED | 2026-08-24 |
Branch Locations
6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Skaneateles Country Club | Skaneateles | NY | 04/2020 | 12/2022 |
| Espn Production, Bingahmton University | Binghamton | NY | 09/2024 | 01/2025 |
| Aflac | Auburn | NY | 05/2024 | 06/2024 |
| 315Thrifts | Auburn | NY | 12/2020 | 07/2025 |
| Sherwood Inn | Skaneateles | NY | 04/2023 | 08/2023 |
| Marks Pizzeria | Auburn | NY | 06/2024 | 05/2025 |
| Angelos | Auburn | NY | 01/2023 | 03/2023 |
| Fidelity Investments | Greenwood Village | CO | 07/2025 | Present |
| Suny Binghamton | Binghamton | NY | 08/2023 | 05/2025 |
| Wegmans Food Markets | Auburn | NY | 08/2019 | 12/2022 |
| Cayuga Community College | Auburn | NY | 08/2022 | 06/2023 |
| Auburn High School | Auburn | NY | 09/2018 | 06/2022 |
| Auburn Middle School | Auburn | NY | 09/2016 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-09 |
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