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Charles George Faurot

Ubs Financial Services Inc.

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-24
  • CA RA
    APPROVED
    Since 2026-07-24

Branch Locations

555 California Street 32Nd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 08/2025 Present
University Of California Santa Barbara Los Altos CA 08/2021 08/2025
Mountain View High School Mountain View CA 08/2017 08/2021
Oxford Finance Llc San Mateo CA 06/2024 08/2024
Blach Middle School Mountain View CA 08/2015 08/2017
  • 08/2025 → Present
    Ubs Financial Services Inc
    San Francisco, CA
  • 08/2021 → 08/2025
    University Of California Santa Barbara
    Los Altos, CA
  • 08/2017 → 08/2021
    Mountain View High School
    Mountain View, CA
  • 06/2024 → 08/2024
    Oxford Finance Llc
    San Mateo, CA
  • 08/2015 → 08/2017
    Blach Middle School
    Mountain View, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-24
  • S66 Uniform Combined State Law Examination
    2026-07-24

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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