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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-07-30 |
| AZ | RA | APPROVED | 2026-07-24 |
Branch Locations
200 Berkeley St., Boston, MA 02116-5022 • United States
1230 West Washington St Suite 508, Tempe, AZ 85288 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Redwood Investment Management | Scottsdale | AZ | 07/2025 | 06/2026 |
| Distributon Services, Llc | Scottsdale | AZ | 08/2025 | 12/2025 |
| Mamas Famous Pizza | Tucson | AZ | 12/2019 | 12/2019 |
| Safeway | Tucson | AZ | 01/2020 | 05/2021 |
| Oro Valley Community Center | Tucson | AZ | 05/2021 | 03/2022 |
| Mamas Famous Pizza | Tucson | AZ | 12/2021 | 01/2022 |
| University Of Arizona | Tucson | AZ | 12/2021 | 05/2025 |
| Costco | Tucson | AZ | 05/2022 | 08/2022 |
| Honeywell | Houston | TX | 06/2024 | 08/2024 |
| Wilson Middle School And Ironwood Ridge High School | Tucson | AZ | 01/2015 | 11/2019 |
| Pine Distributors Llc | Denver | CO | 01/2026 | 06/2026 |
| John Hancock | Boston | MA | 07/2026 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 07/2026 | Present |
| John Hancock Investment Management Llc | Boston | MA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-05 |
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