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5454 W. 110Th Street, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-21 |
| TX | RA | APPROVED | 2026-01-20 |
Branch Locations
3834 Sutherland Ave., Knoxville, TN 37919 • United States
5454 W. 110Th Street, Overland Park, KS 66211 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sageview Advisory Group, Llc | Newport Beach | CA | 12/2022 | 09/2023 |
| Cetera Advisor Networks | El Segundo | CA | 08/2016 | 06/2023 |
| Cetera Advisor Networks, Llc | El Segundo | CA | 06/2023 | 09/2023 |
| Rather & Kittrell, Inc. | Knoxville | TN | 09/2023 | 08/2024 |
| Sageview Advisory Group, Llc | Newport Beach | CA | 09/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2024 | 01/2026 |
| Creative Planning, Llc | Knoxville | TN | 01/2026 | Present |
NAME OF OTHER BUSINESS: CASA OF EAST TENNESSEE; INVESTMENT RELATED: NO; ADDRESS: 5410 HOMBERG DRIVE #29A KNOXVILLE, TN 37919; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS 0:; BRIEF DESCRIPTION OF DUTIES: HELP TO ENSURE THE ORGANIZATION'S WORK IS CONSISTENT WITH ITS PUBLIC BENEFIT PURPOSE AND RESOURCES ARE BEING UTILIZED IN SUPPORT OF THE MISSION;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-12-16 |
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