Alden Carroll

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-20

NY RA
APPROVED

Since 2026-07-20

Branch Locations

Syracuse, NY • United States

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dinosaur Bar-B-Que	Syracuse	NY	04/2024	04/2026
Velasko's Pizzeria & Deli	Syracuse	NY	08/2022	03/2023
Westhill Central School District	Syracuse	NY	09/2014	06/2024
Rbc Capital Markets, Llc	Syracuse	NY	03/2025	Present

04/2024 → 04/2026

Dinosaur Bar-B-Que

Syracuse, NY
08/2022 → 03/2023

Velasko's Pizzeria & Deli

Syracuse, NY
09/2014 → 06/2024

Westhill Central School District

Syracuse, NY
03/2025 → Present

Rbc Capital Markets, Llc

Syracuse, NY

Other Businesses

Dinosaur Bar-B-Que at 246 W Willow St. The business is not investment-related. It is a barbeque restaurant, I am usually bartending. I started working there in April of 2024. I devote approximately 36 hours a month total / 4 hours during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-20

S66 Uniform Combined State Law Examination

2026-07-20