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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-08-07 |
| ID | RA | APPROVED | 2026-08-06 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
1101 N Argonne Rd Ste 202, Spokane, WA 99212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Banker's Life & Casualty, Inc | Spokane Valley | WA | 01/2024 | Present |
| Premium Retail Services | Chesterfield | MO | 07/2023 | 12/2023 |
| Orgil Distribution | Post Falls | ID | 03/2023 | 06/2023 |
| Moody's Guitars | Spokane Valley | WA | 04/2007 | Present |
| Round Table Pizza | Oroville | CA | 02/2022 | 09/2022 |
| Broadway Pawn | Chico | CA | 12/2013 | 12/2018 |
| Bankers Life Securities, Inc | Spokane Valley | WA | 05/2025 | Present |
| Bankers Life Advisory Services, Inc | Spokane Valley | WA | 08/2026 | Present |
Insurance Agent: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. Moody's Guitars. Not an investment related business. 9019 E Liberty Ave, Spokane Valley, WA 99212. Repair and build stringed instruments (guitars etc). Owner Operator, I subcontract with a local music store to do repairs for them starting in 10/2022 to present. Before that I contracted with Herried Music in Redding, CA starting 03/2007 and that ended in 4/2014. I spend a max of 5 to 10 hours a month and none of it is during securities trading hours. I am not very active right now and don't plan on being active much in the future. I pickup/drop off from the business I subcontract with and perform the repairs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-14 |
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