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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-08-28 |
| IL | RA | APPROVED | 2026-08-24 |
Branch Locations
5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 10/2024 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 10/2024 | Present |
| First Trust Direct Indexing | Boston | MA | 01/2023 | 10/2024 |
| Bny Mellon | Boston | MA | 09/2021 | 01/2023 |
| Nowake Lending | Nashville | TN | 02/2021 | 07/2023 |
| Freedom Mortgage | Nashville | TN | 04/2020 | 01/2021 |
| Nolan Transportation Group | Nashville | TN | 01/2020 | 03/2020 |
| University Of Dayton | Dayton | OH | 01/2015 | 01/2019 |
| Unemployed | Boston | MA | 01/2019 | 01/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-17 |
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