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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-20
NY RA APPROVED 2026-08-04
  • TX RA
    APPROVED_RES
    Since 2026-08-20
  • NY RA
    APPROVED
    Since 2026-08-04

Branch Locations

69 Monroe Avenue, Pittsford, NY 14534 • United States

Syracuse, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W. B. Mason Marcy NY 06/2019 08/2019
Utica Blue Sox Utica NY 01/2019 05/2019
Self Employed Syracuse NY 02/2018 12/2018
Eop Employer Albany NY 09/2015 12/2016
Unemployed Syracuse NY 08/2019 03/2020
University At Albany Albany NY 08/2015 12/2016
Foot Locker Syracuse NY 05/2017 05/2018
Utica College Utica College NY 08/2017 05/2019
Unemployed Syracuse NY 12/2016 05/2017
Axa Advisors New York NY 03/2020 06/2020
Equitable Advisors, Llc New York NY 03/2020 12/2025
Mass Mutual Life Insurance Company Warren NJ 12/2025 07/2026
Mml Investors Services Llc Warren NJ 01/2026 07/2026
Alliance Financial Network Fairport NY 07/2026 07/2026
Park Avenue Securities Syracuse NY 07/2026 Present
Park Avenue Securities Pittsford NY 07/2026 Present
Guardian Life Insurance Company Pittsford NY 07/2026 Present
Guardian Life Insurance Company Syracuse NY 07/2026 Present
  • 06/2019 → 08/2019
    W. B. Mason
    Marcy, NY
  • 01/2019 → 05/2019
    Utica Blue Sox
    Utica, NY
  • 02/2018 → 12/2018
    Self Employed
    Syracuse, NY
  • 09/2015 → 12/2016
    Eop Employer
    Albany, NY
  • 08/2019 → 03/2020
    Unemployed
    Syracuse, NY
  • 08/2015 → 12/2016
    University At Albany
    Albany, NY
  • 05/2017 → 05/2018
    Foot Locker
    Syracuse, NY
  • 08/2017 → 05/2019
    Utica College
    Utica College, NY
  • 12/2016 → 05/2017
    Unemployed
    Syracuse, NY
  • 03/2020 → 06/2020
    Axa Advisors
    New York, NY
  • 03/2020 → 12/2025
    New York, NY
  • 12/2025 → 07/2026
    Mass Mutual Life Insurance Company
    Warren, NJ
  • 01/2026 → 07/2026
    Warren, NJ
  • 07/2026 → 07/2026
    Alliance Financial Network
    Fairport , NY
  • 07/2026 → Present
    Park Avenue Securities
    Syracuse, NY
  • 07/2026 → Present
    Park Avenue Securities
    Pittsford, NY
  • 07/2026 → Present
    Guardian Life Insurance Company
    Pittsford, NY
  • 07/2026 → Present
    Guardian Life Insurance Company
    Syracuse, NY
Previous Registrations
Other Businesses

St. Famous Partners LLC 03/01/2025 9 Hill Pl, Oneonta NY 13820 4 hours per month 0 during normal securities trading hours Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-17
S63 Uniform Securities Agent State Law Examination 2020-06-05
  • S66 Uniform Combined State Law Examination
    2020-09-17
  • S63 Uniform Securities Agent State Law Examination
    2020-06-05
Other Names
  • Mario Cabral

View on SEC IAPD

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