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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-31
  • IL RA
    APPROVED
    Since 2026-07-31

Branch Locations

33 W Chicago Ave, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank (Il) Winnetka IL 01/2021 07/2026
J.P. Morgan Securities Llc         Winnetka IL 01/2021 07/2026
Northwestern Mutual Investment Services, Llc Columbia MO 04/2019 06/2019
Arlington Toyota Palatine IL 08/2020 12/2020
Northwestern Mutual Columbia MO 01/2018 05/2019
Dsm Auto Transport Buffalo Grove IL 05/2018 08/2018
Unemployed Buffalo Grove IL 01/2016 12/2017
Unemployed Buffalo Grove IL 07/2019 07/2020
Wells Fargo Clearing Services, Llc Chicago IL 07/2026 Present
  • 01/2021 → 07/2026
    Jpmorgan Chase Bank (Il)
    Winnetka, IL
  • 01/2021 → 07/2026
    J.P. Morgan Securities Llc        
    Winnetka, IL
  • 04/2019 → 06/2019
    Northwestern Mutual Investment Services, Llc
    Columbia, MO
  • 08/2020 → 12/2020
    Arlington Toyota
    Palatine, IL
  • 01/2018 → 05/2019
    Northwestern Mutual
    Columbia, MO
  • 05/2018 → 08/2018
    Dsm Auto Transport
    Buffalo Grove, IL
  • 01/2016 → 12/2017
    Unemployed
    Buffalo Grove, IL
  • 07/2019 → 07/2020
    Unemployed
    Buffalo Grove, IL
  • 07/2026 → Present
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-10
S63 Uniform Securities Agent State Law Examination 2021-07-20
  • S66 Uniform Combined State Law Examination
    2026-07-10
  • S63 Uniform Securities Agent State Law Examination
    2021-07-20
Other Names
  • Shantea Sawa Mansour

View on SEC IAPD

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