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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-04
  • CA RA
    APPROVED
    Since 2026-08-04

Branch Locations

601 Montgomery St Suite 108, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Easyfinders Communication San Francisco CA 08/2016 01/2017
Doordash San Francsico CA 09/2018 09/2018
J.P. Morgan Securities Llc San Francisco CA 02/2019 08/2022
San Francisco State University San Francisco CA 08/2014 05/2018
Jpmorgan Chase Bank, N.A. San Francisco CA 02/2019 08/2022
Unemployed San Francisco CA 10/2018 01/2019
Cetera Investment Services Llc St Cloud MN 09/2022 08/2025
Hsbc Bank Usa, N.A. San Francisco CA 08/2025 Present
Hsbc Securities (Usa) Inc San Francisco CA 09/2025 Present
East West Bank San Francisco CA 08/2022 08/2025
Unemployed San Francsico CA 06/2018 08/2018
  • 08/2016 → 01/2017
    Easyfinders Communication
    San Francisco, CA
  • 09/2018 → 09/2018
    Doordash
    San Francsico, CA
  • 02/2019 → 08/2022
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 08/2014 → 05/2018
    San Francisco State University
    San Francisco, CA
  • 02/2019 → 08/2022
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 10/2018 → 01/2019
    Unemployed
    San Francisco, CA
  • 09/2022 → 08/2025
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2025 → Present
    Hsbc Bank Usa, N.A.
    San Francisco, CA
  • 09/2025 → Present
    San Francisco, CA
  • 08/2022 → 08/2025
    East West Bank
    San Francisco, CA
  • 06/2018 → 08/2018
    Unemployed
    San Francsico, CA
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-04
S63 Uniform Securities Agent State Law Examination 2019-08-05
  • S66 Uniform Combined State Law Examination
    2026-08-04
  • S63 Uniform Securities Agent State Law Examination
    2019-08-05
Other Names
  • Alan Tam
  • Hoi L Tam
  • Hoi Lun Tam

View on SEC IAPD

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