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29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-01 |
Branch Locations
6371 Preston Rd. #150, Frisco, TX 75034 • United States
29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tl Private Wealth | Southlake | TX | 08/2016 | 06/2018 |
| Independent Financial Partners | Tampa | FL | 06/2018 | Present |
| Retirement Plan Advisors, Llc | Chicago | IL | 03/2023 | Present |
(1) FinancialCop - DBA; Investment Related; 6371 Preston Rd. #150, Frisco, TX 75034; Financial Wellness Education; Creator and Instructor; start 8/1/16; 20% per week dedicated to this OBA. (2) FinancialCop - DBA - Nicholas Daugherty; Investment Related; 6371 Preston Rd. #150, Frisco, TX 75034; Life Insurance; Independent Contractor; Start 8/1/17; 5% per week dedicated to this OBA. (3) FinancialCop - DBA; Investment Related; 6160 Warren Parkway, Ste 100, Frisco, TX 75034; start 8/1/16; Financial Wellness Education; Creator and Instructor of the class; 20% hours dedicated to this business. (4) Serve and Protect Financial Texas - DBA; Investment Related; 6160 Warren Parkway, Ste 100, Frisco, TX 75034; Registered Advisor; Start 6/2018. (5) Identity Guard Identity Theft Protection Coverage - Not Investment related - 2553 Dulles View Drive, 4th Floor ; Herndon VA. 20171 -Solicitation of Theft protection coverage - Solicitor - Aug. 17, 2020 - 5hrs/month; 5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-15 |
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