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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-08-20 |
Branch Locations
4055 Mercantile Dr Suite 175, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2011 | 12/2017 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2018 | 06/2021 |
| Robinhood Financial, Llc | Tempe | AZ | 07/2021 | 08/2022 |
| Robinhood Markets, Inc | Menlo Park | CA | 09/2022 | 07/2024 |
| Raymond James Financial Services, Inc. | Hillsboro | OR | 09/2024 | 07/2025 |
| Addison Avenue Investment Services | Hillsboro | OR | 09/2024 | 07/2025 |
| First Tech Federal Credit Union | Hillsboro | OR | 09/2024 | 07/2025 |
| Charles Schwab & Co, Inc | Lake Oswego | OR | 07/2025 | Present |
| Unemployed | Scottsdale | AZ | 08/2022 | 09/2022 |
| Charles Schwab Bank, Ssb | Lake Oswego | OR | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-06 |
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