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Sophie Shows King

Mml Investors Services, LLC

Knoxville, TN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-08-07
  • TN RA
    APPROVED
    Since 2026-08-07

Branch Locations

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Knoxville TN 06/2014 08/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2015 08/2025
Mml Investors Services, Llc Knoxville TN 08/2026 Present
Massmutual Life Insurance Company Knoxville TN 08/2026 Present
Homemaker Knoxville TN 09/2025 06/2026
Northwestern Mutual Life Insurance Co. Milwaukee WI 05/2012 08/2025
  • 06/2014 → 08/2025
    Northwestern Mutual Investment Services Llc
    Knoxville, TN
  • 01/2015 → 08/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2026 → Present
    Mml Investors Services, Llc
    Knoxville, TN
  • 08/2026 → Present
    Massmutual Life Insurance Company
    Knoxville, TN
  • 09/2025 → 06/2026
    Homemaker
    Knoxville, TN
  • 05/2012 → 08/2025
    Northwestern Mutual Life Insurance Co.
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-16
  • S66 Uniform Combined State Law Examination
    2014-09-16
Other Names
  • Sophie Margaret Shows

View on SEC IAPD

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