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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-08-28
TX RA APPROVED 2017-08-28
  • MD RA
    APPROVED
    Since 2017-08-28
  • TX RA
    APPROVED
    Since 2017-08-28

Branch Locations

Baltimore, MD • United States

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 07/2008 Present
Bank Of America, N.A. Hunt Valley MD 02/2019 Present
Other Businesses

I*1569262, Entity Type: Entity For Profit, Name of OBA: Rental Property 1, Address: Baltimore , Maryland 21224, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 11/30/2023, No Hours: 5, No Hours during trading: 0, Duties: Owner of Rental Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-25
S63 Uniform Securities Agent State Law Examination 2016-12-22
  • S66 Uniform Combined State Law Examination
    2017-08-25
  • S63 Uniform Securities Agent State Law Examination
    2016-12-22
Other Names
  • Alexander Mclean

View on SEC IAPD

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