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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-11 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sacramento | CA | 01/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Rosa | CA | 03/2020 | 09/2024 |
| Lpl Financial | Santa Rosa | CA | 09/2024 | Present |
1. 08/2026 - Apex Private Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL- 160 Hrs/Mth - 100 Hrs During Trading - Santa Rosa, CA 95401 - OBA Start Date: 08/04/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-11 |
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