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Deepesh Kumar Srivastava

Lucerna Capital Management LLC

Dublin, CA

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Current Employers
Lucerna Capital Management Llc

Dublin, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-14
  • CA RA
    APPROVED
    Since 2026-08-14

Branch Locations

Dublin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen, A Tiaa Company San Francisco CA 03/2014 03/2026
Lucerna Capital Management Llc Dublin CA 06/2026 Present
Career Transition Dublin CA 04/2026 05/2026
  • 03/2014 → 03/2026
    Nuveen, A Tiaa Company
    San Francisco, CA
  • 06/2026 → Present
    Lucerna Capital Management Llc
    Dublin, CA
  • 04/2026 → 05/2026
    Career Transition
    Dublin, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-31
  • S65 Uniform Investment Adviser Law Examination
    2026-03-31
Designations

View on SEC IAPD

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