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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-07 |
| TX | RA | APPROVED | 2026-08-07 |
Branch Locations
10 S Dearborn St Floor 19, Chicago, IL 60603 • United States
500 Stanton Christiana Rd, Newark, DE 19713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 11/2006 | 01/2020 |
| Jpmorgan Chase Bank, N.A. | Newark | DE | 07/2021 | Present |
| J.P. Morgan Securities Llc | Newark | DE | 07/2021 | Present |
| Keller Williams Realty | Wilmington | DE | 07/2020 | 07/2021 |
| Retired | Wilmington | DE | 01/2020 | 07/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-12 |
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