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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-08-17 |
Branch Locations
355 118Th Ave Se Suite 100A, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Renton | WA | 07/2011 | Present |
| Wfgia | Bellevue | WA | 09/2013 | Present |
| Safe Harbor Health Insurance Services | Renton | WA | 08/2013 | Present |
| Transamerica Financial Advisors | Bellevue | WA | 06/2026 | Present |
| Seattle Chinese New Immigrants Center | Bellevue | WA | 09/2013 | Present |
| Seattle Chinese Service Center Llc | Bellevue | WA | 06/2016 | Present |
| Scnic Llc | Bellevue | WA | 06/2017 | Present |
| 355 Wilburton Office Condominium Assoc. | Renton | WA | 10/2017 | Present |
| 6602 Llc | Newcastle | WA | 02/2019 | Present |
| 6620 Llc | Renton | WA | 07/2022 | Present |
| Rental Property | Newcastle | WA | 03/2023 | Present |
| Scnic Boating Llc | Renton | WA | 08/2025 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1.) Safe Harbor Health Insurance Investment Related? No 355 118th Ave, SE | Suite 104 | Bellevue, WA 98056 Agent/Owner Start date 8/2013 80 hours per month, 3 hours per day during trading. 2.) Seattle Chinese New Immigrants Center Investment Related? No 355 118th Ave SE | Suite 103 | Bellevue, WA 98056 Chairman/Owner Start date 9/2013 20 hours per month, 1 hour per day during trading. 3.) Seattle Chinese Service Center Investment Related? No 355 188th Ave SE | Suite 103 | Bellevue, WA 98056 Manager/Owner Start date 6/2016 20 hours per month, 1 hour per day during trading. 4.) SCNIC LLC Investment Related? No 355 188th Ave SE | Suite 100 | Bellevue, WA 98056 Partial Owner of rental property Start date 6/2017 0 hours per month. 5.) 355 Wilburton Office Condominium Assoc. Investment Related? No 355 188th Ave SE | Suite 103 | Bellevue, WA 98056 Governor Start date 10/2017 2 hour per month, 0 during trading. 6.) 6802 LLC Investment Related? Yes 6802 Lake Washington Blvd. SE | Newcastle, WA 98056 Partial Owner of rental property 0 hours per month. 7.) 6620 LLC Investment Related? Yes 6620 Lake Washington Blvd. SE | Renton, WA 98056 Owner Start date 7/2022 0 hours per month. 8.) Rental Property Investment Related? No 11607 SE 77th Place | Newcastle, WA 98056 Owner Start date 3/2023 0 hours per month. 9.) SCNIC Boating LLC Investment Related? No 1047 Williams Ave. North | Renton, WA 98056 Governor Start date 8/2025 2 hour per month, 0 hours during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-17 |
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