Lowell Robert Serhus

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-08-10

TX RA
APPROVED_RES

Since 2026-08-10

Branch Locations

302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cantor Fitzgerald Wealth Partners, Llc	New York	NY	04/2014	12/2017
Wells Fargo Clearing Services, Llc	New York	NY	04/2021	08/2021
Wells Fargo Bank, Na	New York	NY	01/2018	08/2021
Wells Fargo Bank	Princeton	NJ	08/2021	Present
Wells Fargo Clearing Services	Princeton	NJ	06/2026	Present

04/2014 → 12/2017

Cantor Fitzgerald Wealth Partners, Llc

New York, NY
04/2021 → 08/2021

Wells Fargo Clearing Services, Llc

New York, NY
01/2018 → 08/2021

Wells Fargo Bank, Na

New York, NY
08/2021 → Present

Wells Fargo Bank

Princeton, NJ
06/2026 → Present

Wells Fargo Clearing Services

Princeton, NJ

Previous Registrations

2015-01-29 → 2018-01-04

Cantor Fitzgerald Wealth Partners, Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-08
S63	Uniform Securities Agent State Law Examination	2000-03-02

S65 Uniform Investment Adviser Law Examination

2013-03-08
S63 Uniform Securities Agent State Law Examination

2000-03-02

Other Names

Bob Serhus
Robert Serhus
Robert Serhus
Lowell Robert Serhus
Lowell Serhus

View on SEC IAPD

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