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Brooke A Evans

T. Rowe Price Associates, Inc.

Carmel, IN

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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-11-06
IN RA APPROVED 2023-11-03
  • MD RA
    APPROVED
    Since 2023-11-06
  • IN RA
    APPROVED
    Since 2023-11-03

Branch Locations

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Carmel IN 08/2016 04/2020
American Funds Carmel IN 04/2020 01/2021
American Funds Carmel IN 01/2021 07/2023
American Funds Los Angeles CA 07/2023 10/2023
T. Rowe Price Baltimore MD 10/2023 Present
  • 08/2016 → 04/2020
    American Funds
    Carmel, IN
  • 04/2020 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 07/2023
    American Funds
    Carmel, IN
  • 07/2023 → 10/2023
    American Funds
    Los Angeles, CA
  • 10/2023 → Present
    T. Rowe Price
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-23
S63 Uniform Securities Agent State Law Examination 2019-07-02
  • S65 Uniform Investment Adviser Law Examination
    2019-08-23
  • S63 Uniform Securities Agent State Law Examination
    2019-07-02
Other Names
  • Brooke Alexandra Backes
  • Brooke Alexandra Evans

View on SEC IAPD

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