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Joanna Ho

Morgan Stanley

Palo Alto, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-31
TX RA APPROVED 2022-05-30
  • CA RA
    APPROVED
    Since 2022-05-31
  • TX RA
    APPROVED
    Since 2022-05-30

Branch Locations

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc San Jose CA 08/2016 09/2018
Jpmorgan Chase Bank San Jose CA 08/2016 06/2017
Jp Morgan Chase Bank, N.A. San Jose CA 06/2017 09/2018
Charles Schwab & Co., Inc. Menlo Park CA 10/2018 05/2022
Charles Schwab Bank Menlo Park CA 10/2018 05/2022
Morgan Stanley San Mateo CA 05/2022 Present
  • 08/2016 → 09/2018
    Jpmorgan Securities Llc
    San Jose, CA
  • 08/2016 → 06/2017
    Jpmorgan Chase Bank
    San Jose, CA
  • 06/2017 → 09/2018
    Jp Morgan Chase Bank, N.A.
    San Jose, CA
  • 10/2018 → 05/2022
    Charles Schwab & Co., Inc.
    Menlo Park, CA
  • 10/2018 → 05/2022
    Charles Schwab Bank
    Menlo Park, CA
  • 05/2022 → Present
    Morgan Stanley
    San Mateo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-08
S63 Uniform Securities Agent State Law Examination 2016-11-03
  • S65 Uniform Investment Adviser Law Examination
    2020-10-08
  • S63 Uniform Securities Agent State Law Examination
    2016-11-03

View on SEC IAPD

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Other Investors

DANIEL P MCGOVERN
SIRMA M TZOUTZOVA
LARYSA P SMYKOVSKAYA
CARL WONG
ALISON JONES
AAYUSH KUMAR
JEFFREY MARKS
MARIE WREAKS

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

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