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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-31 |
| VA | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Multi-Bank Securities, Inc. | Southfield | MI | 10/2015 | 01/2017 |
| Scottrade, Inc. | Richmond | VA | 02/2017 | 02/2018 |
| Td Ameritrade, Inc. | Midlothian | VA | 02/2018 | 01/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2020 |
| Unemployed | Bowling Green | VA | 01/2021 | 04/2021 |
| Ameriprise Financial Services, Llc | Glen Allen | VA | 05/2021 | 05/2021 |
| Fidelity Investments | Bowling Green | VA | 06/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-10 |
| S65 | Uniform Investment Adviser Law Examination | 2010-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-22 |
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