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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-09-28 |
| VA | RA | APPROVED | 2000-02-25 |
| DC | RA | APPROVED | 2000-02-10 |
| MD | RA | APPROVED | 1998-03-17 |
| TX | RA | APPROVED_RES | 1995-01-09 |
Branch Locations
8075 Leesburg Pike, Vienna, VA 22182 • United States
Ligonier, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 01/1995 | Present |
| Bank Of America,N.A. | Vienna | VA | 06/2011 | Present |
I*548318 For profit or not for profit: Name of outside business organization: Music Investment related: N Address of business: Ligonier, Pennsylvania, 15658 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 12/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Perform or engage in teaching activities vocal or piano music
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-08 |
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