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Mark Lloyd Smith

Pnc Wealth Management LLC

Noblesville, IN

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2012-12-07
  • IN RA
    APPROVED
    Since 2012-12-07

Branch Locations

14475 Mundy Drive, Noblesville, IN 46060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Indianapolis IN 12/2012 06/2019
Pnc Investments Indianapolis IN 07/2019 Present
  • 12/2012 → 06/2019
    Pnc Investments
    Indianapolis, IN
  • 07/2019 → Present
    Pnc Investments
    Indianapolis, IN
Previous Registrations
  • 2012-10-01 → 2012-11-29
    J.P. Morgan Securities Llc
    Yorktown, IN
    Muncie, IN
    Muncie, IN
  • 2009-09-01 → 2012-10-01
    Chase Investment Services Corp.
    Muncie, IN
    Muncie, IN
    Muncie, IN
    Yorktown, IN
    Muncie, IN
    Muncie, IN
Other Businesses

1. 2019 / Board Member / New Hope Counseling Services / Non-investment related / Hours during trading hours: 3 hrs. per quarter; 2. 11/2022 / Elder / Redeemer Presbyterian Church / Non-investment related / Hours during trading hours: 1 per quarter.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-27
S63 Uniform Securities Agent State Law Examination 2004-07-21
  • S66 Uniform Combined State Law Examination
    2009-08-27
  • S63 Uniform Securities Agent State Law Examination
    2004-07-21

View on SEC IAPD

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