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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2011-05-11
  • CT RA
    APPROVED
    Since 2011-05-11

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Stamford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Greenwich CT 03/1990 Present
  • 03/1990 → Present
    Ubs Financial Services
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-10
  • S66 Uniform Combined State Law Examination
    2011-05-10
Other Names
  • Elizabeth A Mcdougall
  • Elizabeth A Mcdougall

View on SEC IAPD

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