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Martin Lazer Gewing

LPl Enterprise, LLC

Woodland, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

428 1/2 1St Street Suite 203, Woodland, CA 95695 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise, Llc Walnut Creek CA 11/2024 Present
Pruco Securities, Llc. San Ramon CA 12/1983 11/2024
Previous Registrations
  • 2008-05-01 → 2024-11-14
    Pruco Securities, Llc.
    San Ramon, CA
    San Jose, CA
    San Ramon, CA
    Walnut Creek, CA
    Walnut Creek, CA
    Vallejo, CA
Other Businesses

1) 11/14/2024-Martin Gewing-Owner/Sales-Property and Casualty-Inv Related-At Vallejo, CA-Start date 11/11/2021-1hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-18
S63 Uniform Securities Agent State Law Examination 1997-11-05
  • S65 Uniform Investment Adviser Law Examination
    2008-03-18
  • S63 Uniform Securities Agent State Law Examination
    1997-11-05

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
U.S. BANCORP ADVISORS, LLC

Other Investors

Craig Sumio Miyamoto
Nicholas James Hanna
Jennifer Lee Ward
Mark D Johnson
Thomas Everett Galeazzi
Angelica Mendez Cosio
Bryce S Pascoe
GEREMY LEE ZEZINI

Other Offices

EDWARD JONES · WOODLAND, CA
EDWARD JONES · WOODLAND, CA
EDWARD JONES · WOODLAND, CA
LPL FINANCIAL LLC · WOODLAND, CA
WELLS FARGO CLEARING SERVICES, LLC · WOODLAND, CA
J.P. MORGAN SECURITIES LLC · WOODLAND, CA
LPL FINANCIAL LLC · WOODLAND, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Woodland, CA

More in Woodland, CA

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