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Elizabeth Ann Butler

Fisher\Smb

Plano, TX

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Current Employers
Fisher\Smb

6404 International Parkway Suite 1100, Plano, TX 75093 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-05
  • TX RA
    APPROVED
    Since 2024-09-05

Branch Locations

6404 International Parkway Suite 1100, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Jersey City NJ 03/2010 05/2019
Liberty Partners Financial Services Mt. Pleasant SC 01/2020 01/2022
Pcs Retirement Tampa FL 06/2019 01/2022
Fisher Investments Tampa FL 08/2022 07/2024
Penelope New York NY 01/2022 07/2022
Fisher Retirement Solutions Llc Plano TX 07/2024 Present
  • 03/2010 → 05/2019
    Td Ameritrade
    Jersey City, NJ
  • 01/2020 → 01/2022
    Liberty Partners Financial Services
    Mt. Pleasant, SC
  • 06/2019 → 01/2022
    Pcs Retirement
    Tampa, FL
  • 08/2022 → 07/2024
    Fisher Investments
    Tampa, FL
  • 01/2022 → 07/2022
    Penelope
    New York, NY
  • 07/2024 → Present
    Fisher Retirement Solutions Llc
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-18
S66 Uniform Combined State Law Examination 2008-10-03
  • S65 Uniform Investment Adviser Law Examination
    2022-10-18
  • S66 Uniform Combined State Law Examination
    2008-10-03
Other Names
  • Elizabeth Ann Donovan
  • Elizabeth Ann Mohan
  • Liz Butler

View on SEC IAPD

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